Decision on merits; Substantive issues: accused persons / convicted persons defence, adequate time and facilities effective remedy fair trial fair trial - right to be tried in ones presence fair trial - witnesses; Articles: 14 (1) 14 (3) (b) 14 (3) (d) 14 (3) (e); Procedural issues: exhaustion of domestic remedies; [CCPR: UNO-Pakt II, Internationaler Pakt über bürgerliche und politische Rechte; Pacte international relatif aux droits civils et politiques; Patto II]
Volltext (verifizierbarer Originaltext)
Communication No. 237/1987, Denroy Gordon v. Jamaica
(views adopted on 5 November 1992, forty-sixth session)
Submitted by: Denroy Gordon (represented by counsel)
Alleged victim: The author
State party: Jamaica
Date of communication: 29 May 1987
Date of decision on admissibility: 24 July 1989
The Human Rights Committee, established under article 28 of the
International Covenant on Civil and Political Rights,
Meeting on 5 November 1992,
Having concluded its consideration of communication No. 237/1987,
submitted to the Human Rights Committee by Mr. Denroy Gordon under the
Optional Protocol to the International Covenant on Civil and Political
Rights,
Having taken into account all written information made available to it
by the author of the communication, his counsel and the State party,
Adopts its views under article 5, paragraph 4, of the Optional Protocol.
1.
The author of the communication, dated 29 May 1987, is Denroy Gordon, a
Jamaican citizen, born in 1961, formerly a police officer. At the time of
submission the author was awaiting execution of a death sentence. Following
the commutation of sentence in 1991, the author has been serving a sentence
of life imprisonment at Gun Court Rehabilitation Centre, Jamaica. He claims
to be the victim of a violation by Jamaica of article 14, paragraphs 1 and
3 (b), (d) and (e) of the International Covenant on Civil and Political
Rights. He is represented by counsel.
Facts as submitted
2.1 The author was arrested on 3 October 1981 on suspicion of having
murdered, on the same day, Ernest Millwood. In January 1983, he was put on
trial before the Manchester Circuit Court. As the jury failed to arrive at a
unanimous verdict - 11 jurors were in favour of acquittal, only one supported
a "guilty" verdict - the presiding judge ordered a retrial. In May 1983, at
the conclusion of the retrial before the same court, the author was convicted
of murder and sentenced to death. The Court of Appeal of Jamaica dismissed
his appeal on 22 November 1985 and issued a written judgment in the case on
16 January 1986. A petition for special leave to appeal to the Judicial
Committee of the Privy Council was dismissed on 25 January 1988. On 19
February 1991, the Governor-General of Jamaica commuted the author's death
sentence to life imprisonment.
2.2 The prosecution's case was that for some time there had been friction
between the author and the wife of the deceased, who was employed as a
cleaner at Kendal Police Station in the Manchester District to which the
author was attached as a young police constable. On the day of the crime, he
was on duty and therefore armed with his service revolver. He went up to
Mr. Millwood who was cutting grass with a machete, nearby the police station.
An argument developed between them, following which the author set out to
arrest Mr. Millwood for using indecent language. The latter ran away and the
author followed him trying to effect the arrest. In the course of the chase
the author shot in the air, but Mr. Millwood did not stop. Subsequently the
author caught up with Mr. Millwood, who allegedly chopped at him with the
machete. The author, in what he claims was lawful self-defence, fired a shot
aimed at the left shoulder of the man, so as to disarm him. The shot,
however, proved to be fatal. Immediately thereafter Corporal Afflick arrived
on the scene. The author gave him his service revolver and Mr. Millwood's
machete, explaining that he had pursued Mr. Millwood and warned him to drop
the machete and that he shot Mr. Millwood when he resisted. The author
returned to the police station and was formally arrested several hours later,
after a preliminary investigation had been conducted.
Complaint
3.1 The author claims to be innocent and maintains that he was denied a fair
trial by an independent and impartial tribunal, in violation of article 14,
paragraph 1, of the Covenant. Firstly, he alleges that the members of the
jury at the retrial were biased against him. He indicates that most of them
were chosen from areas close to the community where the crime had occurred
and surmises that, for that reason, they had already formed their opinion in
the case, in particular on hearsay, before the start of the trial. Moreover,
the jurors were allegedly sympathetic to the deceased and his relatives and,
as a result, did not base their verdict on the facts of the case. In this
connection, the author claims that, in spite of numerous requests for a
change of venue on the ground that the jurors had displayed bias against the
author, the Court refused to change the venue.
3.2 Furthermore, it is claimed that the judge abused his discretion in
ruling inadmissible the author's statement to Corporal Afflick immediately
after the shooting. The author contends that the statement was admissible as
part of the res gestae and that it confirmed that his trial defence was not a
later concoction.
3.3 As to the issue of self-defence the author submits that the judge should
have directed the jury that the prosecution had to prove that the violence
used was unlawful and that if the accused honestly believed that the
circumstances warranted the use of force, he should be acquitted of murder,
since the intent to act unlawfully would be negated by his belief, however
mistaken or unreasonable. This the trial judge did not do.
3.4 The author further claims that the trial judge misdirected the jury by
withdrawing from it the issue of manslaughter. According to the author,
although the case was based on self-defence, the jury, if properly directed,
could have arrived at a verdict of manslaughter on the basis of the evidence
of some of the Crown's witnesses. The judge, however, in his summation,
instructed the jury as follows: "I tell you this as a matter of law that
provocation does not apply in this case. I tell you this as a matter of law
again that manslaughter does not arise in this case ... It is my
responsibility to decide what verdicts I leave to you, and I take the
responsibility of telling you that there are only two verdicts open to you on
the evidence: 1. guilty of murder; 2. not guilty of murder, ...". According
to Jamaican law a murder conviction carries a mandatory death sentence.
3.5 In the author's opinion article 14, paragraph 3 (b), of the Covenant was
also violated in his case. While acknowledging that he was assisted by a
lawyer in the preparation of his defence and during the trial, he alleges
that he was not given sufficient time to consult with his lawyer prior to and
during the trial. In this context, the lawyer is further said to have failed
to employ the requisite emphasis in requesting a change of venue.
3.6 The author further alleges a violation of article 14, paragraph 3 (d),
of the Covenant, since he was not present during the hearing of his appeal
before the Jamaican Court of Appeal. In this connection, he claims that the
issue of self-defence on which the case was factually based, was not
adequately dealt with. Moreover, the Court of Appeal allegedly erred in not
admitting into evidence a statement made by police Corporal Afflick.
3.7 Finally, the author submits that he has been a victim of a violation of
article 14, paragraph 3 (e), of the Covenant in that no witnesses allegedly
testified on his behalf, although, he claims, one would have been readily
available. He indicates that the witnesses against him were cross-examined
and that his lawyer sought, on several occasions, to test the credibility of
the Crown's witnesses; in particular, since his trial was actually a retrial,
the lawyer sought to point out contradictions in what the witnesses had
testified during the preliminary inquiry, during the first trial and the
retrial. The trial judge, however, allegedly intervened and instructed the
lawyer to confine his questions to the retrial only.
3.8 In respect of the requirement of exhaustion of domestic remedies, the
author argues that he should be deemed to have complied with this
requirement, since his petition for special leave to appeal to the Judicial
Committee of the Privy Council was dismissed on 25 January 1988. Moreover,
he submits that, taking into account the length of time between the hearings
in his case and the span of time actually spent on death row, the application
of domestic remedies has been "unreasonably prolonged" within the meaning of
article 5, paragraph 2 (b), of the Optional Protocol.
3.9 The author is aware of the possibility of filing a constitutional motion
under Sections 20 and 25 of the Jamaican Constitution, but contends that such
a motion is not an effective remedy available to him, within the meaning of
article 5, paragraph 2 (b), of the Optional Protocol. He argues that because
of his lack of financial means to retain counsel and the unavailability of
legal aid for purposes of filing a constitutional motion before the Supreme
(Constitutional) Court of Jamaica, he is effectively barred from exercising
his constitutional rights.
State party's observations
4.1 The State party contends that the fact that the author's petition for
special leave to appeal to the Judicial Committee of the Privy Council was
dismissed does not necessarily imply that all available domestic remedies
have been exhausted. It argues that the communication remains inadmissible
because of the author's failure to seek redress under Sections 20 and 25 of
the Jamaican Constitution for the alleged violation of his right to a fair
trial.
4.2 In addressing the author's contention that the application of domestic
remedies has been "unreasonably prolonged" within the meaning of article 5,
paragraph 2 (b), of the Optional Protocol, the State party submits that the
delays encountered are partly attributable to the author himself.
4.3 With respect to the substance of the author's allegation that he did not
receive a fair trial, the State party submits that the facts as presented by
the author seek to raise issues of facts and evidence, which the Committee
does not have the competence to evaluate. The State party refers to the
Committee's decision in communication No. 369/1989, in which it had been held
that "while article 14 of the Covenant guarantees the right to a fair trial,
it is for the appellate courts of the States parties to the Covenant to
evaluate facts and evidence in a particular case". a/
Decision on admissibility and review thereof
5.1 On the basis of the information before it, the Human Rights Committee
concluded that the conditions for declaring the communication admissible had
been met, including the requirement of exhaustion of domestic remedies.
Accordingly, on 24 July 1989, the Human Rights Committee declared the
communication admissible.
5.2 The Committee has noted the State party's submissions of 10 January and
4 September 1990, made after the decision on admissibility, in which it
reaffirms its position that the communication is inadmissible on the ground
of non-exhaustion of domestic remedies.
5.3 On 24 July 1991, the Committee adopted an interlocutory decision
requesting the State party to furnish detailed information on the
availability of legal aid or free legal representation for the purpose of
constitutional motions, as well as examples of such cases in which legal aid
may have been granted or free legal representation may have been procured by
the applicant. The State party was further requested to submit to the
Committee written explanations or statements relating to the substance of the
author's allegations.
5.4 On 14 January 1992, the State party reiterates its position that the
communication is inadmissible for non-exhaustion of domestic remedies and
requests the Committee to revise its decision on admissibility. It submits
that there is no provision for legal aid or free legal representation in
constitutional motions. With regard to the Committee's decision that the
communication is admissible in so far as it may raise issues under article 14
of the Covenant, the State party demurs that article 14 has seven paragraphs
and that it is not clear to what particular paragraph the finding of
admissibility relates. "The Committee should indicate the specific
provisions of article 14 or indeed of any of the articles to which its
findings of admissibility relate, and in relation to which, therefore,
Government is being asked to reply; additionally, the Committee must indicate
the allegation made by the applicant which has given rise to the finding of
admissibility in relation to a particular paragraph of article 14 or any
other article. Failure by the Committee to provide this indication will
leave the Government in the dark as to the precise allegation and breach to
which it must respond in commenting on the merits. For it could not be the
case that the Committee expects a reply on each and every allegation made by
the applicant, since some of these are patently unmeritorious."
5.5 With regard to the State party's objection that the Committee's decision
on admissibility was too broad, the Committee notes that the author's
allegations were sufficiently precise and substantiated so as to allow the
State party to address them. As to the merits of the author's allegations,
it is for the Committee to consider them after declaring the communication
admissible, in light of all the information provided by both parties.
5.6 With regard to the State party's arguments on admissibility, especially
in respect of the availability of constitutional remedies which the author
may still pursue, the Committee recalls that the Supreme Court of Jamaica
has, in recent cases, allowed applications for constitutional redress in
respect of breaches of fundamental rights, after the criminal appeals in
these cases had been dismissed.
5.7 However, the Committee notes that by submission of 14 January 1992, the
State party indicated that legal aid is not provided for constitutional
motions; it also recalls that the State party has argued, by submission of
10 October 1991 concerning another case b/ that it has no obligation under
the Covenant to make legal aid available in respect of such motions, as they
do not involve the determination of a criminal charge, as required under
article 14, paragraph 3 (d), of the Covenant. In the view of the Committee,
this supports the finding, made in the decision on admissibility, that a
constitutional motion is not an available remedy for an author who has no
means of his own to pursue it. In this context, the Committee observes that
the author does not claim that he is absolved from pursuing constitutional
remedies because of his indigence; rather it is the State party's
unwillingness or inability to provide legal aid for the purpose that renders
the remedy one that need not be pursued for purposes of the Optional
Protocol.
5.8 The Committee further notes that the author was arrested in 1981, tried
and convicted in 1983, and that his appeal was dismissed in 1985. The
Committee deems that for purposes of article 5, paragraph 2 (b), of the
Optional Protocol, the pursuit of constitutional remedies would, in the
circumstances of the case, entail an unreasonable prolongation of the
application of domestic remedies. Accordingly, there is no reason to revise
the decision on admissibility of 24 July 1989.
Examination of the merits
6.1 In so far as the author's claims under article 14 are concerned, the
Committee notes that the State party has not addressed these allegations.
Article 4, paragraph 2, of the Optional Protocol enjoins a State party to
investigate in good faith all the allegations of violations of the Covenant
made against it and its judicial authorities, and to make available to the
Committee all the information at its disposal. The summary dismissal of the
author's allegations, in general terms, does not meet the requirements of
article 4, paragraph 2. In the circumstances, due weight must be given to
the author's allegations, to the extent that they have been substantiated.
6.2 In respect of the author's claim of a violation of article 14,
paragraph 3 (b) and (d), the Committee notes that the right of an accused
person to have adequate time and facilities for the preparation of his
defence is an important element of the guarantee of a fair trial and a
corollary of the principle of equality of arms. The determination of what
constitutes "adequate time" depends on an assessment of the particular
circumstances of each case. On the basis of the material before it, however,
the Committee cannot conclude that the author's two lawyers were unable to
properly prepare the case for the defence, nor that they displayed lack of
professional judgment or negligence in the conduct of the defence. The
author also claims that he was not present at the hearing of his appeal
before the Court of Appeal. However, the written judgment of the Court of
Appeal reveals that the author was indeed represented before the Court by
three lawyers, and there is no evidence that author's counsel acted
negligently in the conduct of the appeal. The Committee therefore finds no
violation of article 14, paragraph 3 (b) and (d).
6.3 As to the author's allegation that he was unable to have witnesses
testify on his behalf, although one, Corporal Afflick, would have been
readily available, it is to be noted that the Court of Appeal, as is shown in
its written judgment, considered that the trial judge rightly refused to
admit Corporal Afflick's evidence, since it was not part of the res gestae.
The Committee observes that article 14, paragraph 3 (e), does not provide an
unlimited right to obtain the attendance of any witness requested by the
accused or his counsel. It is not apparent from the information before the
Committee that the court's refusal to hear Corporal Afflick was such as to
infringe the equality of arms between the prosecution and the defence. In
the circumstances, the Committee is unable to conclude that article 14,
paragraph 3 (e), has been violated.
6.4 There remains one final issue to be determined by the Committee:
whether the directions to the jury by the trial judge were arbitrary or
manifestly unfair, in violation of article 14, paragraph 1, of the Covenant.
The Committee recalls that the judge denied the jury the possibility to
arrive at a verdict of manslaughter, by instructing it that the issue of
provocation did not arise in the case, thereby only leaving open the verdicts
of "guilty of murder" or "not guilty of murder". It further observes that it
is in general for the courts of States parties to the Covenant to evaluate
facts and evidence in a given case, and for the appellate courts to review
the evaluation of such evidence by the lower courts as well as the
instructions by the jury. It is not in principle for the Committee to review
the evidence and the judge's instructions, unless it is clear that the
instructions were manifestly arbitrary or amounted to a denial of justice, or
that the judge otherwise violated his obligation of impartiality.
6.5 The Committee has carefully examined whether the judge acted arbitrarily
by withdrawing the possibility of a manslaughter verdict from the jury. It
observes that this matter was put before, and dismissed by, the Court of
Appeal of Jamaica. The Court of Appeal, it is true, did not examine the
question of whether a verdict of manslaughter should, as a matter of Jamaican
law, have been left open to the jury. The Committee considers, however, that
it would have been incumbent upon author's counsel to raise this matter on
appeal. In the circumstances, the Committee makes no finding of a violation
of article 14, paragraph 1, of the Covenant.
7.
The Human Rights Committee, acting under article 5, paragraph 4, of the
Optional Protocol to the International Covenant on Civil and Political
Rights, is of the view that the facts before the Committee disclose no
violation of any of the articles of the Covenant.
[Done in English, French, Russian and Spanish, the English text being the
original version.]
Notes
a/
Decision of 8 November 1989 (G. S. v. Jamaica), para. 3.2.
b/
Communication No. 283/1988 (Aston Little v. Jamaica), views adopted
on 1 November 1991.